404(c) Fiduciary Talk Introductions

Steve Rosenberg, Partner and Head of The Wagner Law Group’s ERISA litigation practice

Douglas Lutkus, AIF®, Principal of Lutkus

How a Fiduciary Breach in the Participant Education Program Can Lead to Causation

Steve Rosenberg explains why participants need sufficient information to make informed decisions.

404(c) Standards and the SEC

Steve Rosenberg provides insight on Securities and Exchange Commission information and 404(c) standards.

404(c) Participant Education as Litigation Defense

Steve Rosenberg talks about participant education materials as evidence to defend plan fiduciaries.

Intel, Sulyma, and SEC Standards

Steve Rosenberg explains the benefits behind using SEC standards when providing 404(c) participant education.

Information presented on this program is believed to be factual and up-to-date, but we do not guarantee its accuracy and it should not be regarded as a complete analysis of the subjects discussed.  Discussions and answers to questions do not involve the rendering of personalized investment advice but are limited to the dissemination of general information.  A professional advisor should be consulted before implementing any of the options presented.